INVESTMENT AND FINANCE TRACK

This track provides a comprehensive education in Investment and Finance to produce graduates who possess the skills needed to enhance their employability, meet industry needs and help broaden career horizons and play the most important role in the growth of a country‘s economy, mainly with investment companies, capital markets, foreign exchange dealers, banks, mutual fund operations, insurance sector or finance companies.

General Outcomes

  • Apply knowledge in the business and humanities environment
  • Understand and appreciate the importance of the impact of globalization and diversity in modern organizations
  • Display professional and ethical responsibilities; and comply with regulations and code of ethics
  • Effectively use information technology
  • Effectively communicate and work within multi-disciplinary teams
  • Prepare and interpret
  • Analyze, infer and use scientific thinking
  • Employ critical thinking skills in business situations
  • Effective time management
  • Self-management and control
  • Apply continuous improvement concepts

Specialization outcomes

  • Explain the role of financial management in the business firm and in the public sector
  • Explain the functioning of financial markets and the roles of financial institutions
  • Apply the concept of time value of money and principles of capital budgeting
  • Explain the determinants of a firm‘s capital structure
  • Explain various risk measures and models of the relation between risk and return
  • Explain the concept of market efficiency and its implications for securities‘ returns
  • Apply the principles of portfolio theory

School of International Business (SIB) – INVESTMENT AND FINANCE (Prerequisites and Work flow)

Course Code

Course Name

Cr. Hrs.

Prerequisites

Total Cr.

LEVEL (1)

LRA102

Introduction to Philosophy

2

 

17

LRA405

Key Skills Seminar 1

2

 

LRA401

Japanese Language (1)

1

 

MTH112

Business Mathematics (1)

3

 

ECO111

Microeconomics

3

 

MGT111

Principles of Management

3

 

ACC111

Accounting Principles

3

 

LRA402

Japanese Language (2)

1

LRA401

16

LRA103

Fine Arts, Drawing and Painting

2

 

LRA101

Japanese Culture

2

 

ECO121

Macroeconomics with International

Applications

3

ECO111

HUM121

Introduction to Human Behavior

2

 

MTH122

Business Mathematics (2)

3

MTH112

ACC121

Introduction to Management Accounting

3

ACC111

LEVEL (2)

LRA403

Japanese Language (3)

1

LRA402

18

LRA301

Environment and Earth Science

2

 

LRA201

Introduction to Economics & Sustainable

Development

2

 

STA231

Business Statistics (1)

2

MTH122

MGT231

Organizational Behavior with International

Applications

3

HUM121

LAW231

Business Law

2

 

MKT231

Introduction to Marketing

3

MGT111

ACC231

Intermediate Accounting (1)

3

ACC111

LRA202

Peace Studies

2

 

18

LRA406

Key Skills Seminar 2

2

 

LRAXXX

UR Elective (1)

2

 

LRA404

Japanese Language (4)

1

LRA403

HRM241

Human Resources Management

3

MGT111

STA241

Business Statistics (2)

2

STA231

FIN241

Introduction to Finance

3

ACC111

ACC241

Intermediate Accounting (2)

3

ACC231

 

LEVEL (3)

LRAXXX

UR Elective (2)

2

 

18

MGT351

Introduction to International Business

3

MGT111, ECO121

XXXXXX

FR Elective

2

 

ACC351

Costing Systems

3

ACC111

IME312

Operations research (1)

3

ACC111, MGT111

ACC352

Introduction to Tax Accounting

2

ACC111

FIN351

Financial Risk Management

3

FIN471

LRAXXX

UR Elective (3)

2

   

CRC361

Japanese Business and Management Practices

2

 

19

MGT324

Management Information Systems

3

 

IME316

Production and Operations Management

3

MGT111

FIN361

Financial Management and Control Systems

3

FIN241

FIN362

Information Technology for Finance

3

MGT324, FIN471

FIN363

International Finance

3

MGT351, FIN361

LEVEL (4)

LRAXXX

UR Elective (4)

2

 

18

MGT471

Strategic Management

3

MGT111, MKT231,

FIN241, HRM241

MGT472

E-Business

3

MKT231, MGT324

FIN471

Financial markets and Institutions

3

FIN241

FIN472

Senior Project (Internship 1)

4

LRA405, LRA406

FINXXX

Specialization Elective (1)

3

 

IME421

Supply Chain and Logistics Management

3

IME312

16

FIN481

Business Analysis and Valuation

3

FIN241

FIN482

Financial Portfolio Management

3

FIN241

FIN483

Senior Project (Internship 2)

4

FIN472

FINXXX

Specialization Elective (2)

3

 
       

140

Compulsory Courses Description:

FIN351 Financial Risk Management

Credits: 3 Hours

Co-requisites: FIN471

In today‘s world of rapid information flows, rising volatility, regulatory concerns and oversight, prudent management increasingly requires understanding and measuring risk. Merged or individual banks, securities dealers, insurance companies and industrial firms with significant financing operations, all require enterprise-wide risk management that may span many operations across currencies and locations in real time. Risk management establishes standards for aggregating disparate information, gathering market data, calculating risk measures and creating timely reporting tools for management market, credit, and operational risks. This course is designed to help students understand how large-scale complex risk can be quantified, needs to be managed and architected. The course identifies the business and technical issues, regulatory requirements and techniques to measure and report risk across a major organization.

FIN362 Information Technology for Finance

Credits: 3 Hours

Prerequisites: MGT324 – FIN471

The financial services industry is a leader in the use of information technology. Firms in banking, securities, investments, insurance and financial marketplaces are among the most information intensive and innovative users of technology. The course will examine the role and potential of technology in this industry. The course begins with a description of the financial markets, specifically equity, foreign exchange, and derivatives, and the systems that enable them. It considers exchanges, ECNs, ATS's Order Management Systems, Straight through Processing, Fix Protocol, and post trading clearance and settlement. It covers the design, evaluation and execution of

popular trading strategies that are used by professionals in the various markets. There is increasing interest, in particular, on systematic trading strategies and execution systems because of their scalability and transparency. The course covers both Algorithmic and High Frequency Trading and analyzes issues regarding latency, scalability, and reliability.

FIN363 International Finance

Credits: 3 Hours

Prerequisites: FIN361- MGT351

This course is designed to give a working knowledge of the most essential components of international financial management, focusing on international financial markets, institutions, and instruments. The topics we cover include: drivers of international trade in goods, currencies, and financial assets; international financial instruments; determination of spot and forward exchange rates; international hedging and trading strategies; and lessons of recent financial crises for financial management.

FIN471 Financial Markets and Institutions

Credits: 3 Hours Prerequisites: FIN241

This course is intended to help student understand the role of financial institutions and markets play in the business environment that student will face in the future. It also helps student to develop a series of applications of principles from finance and economics that explore the connection between financial markets, financial institutions and the economy. On the financial markets side, student will learn the term structure of interest rates, stocks, principals of derivatives, and currencies. On the institutions side, student will learn commercial banks, investment banks, insurance companies, mutual funds, the Central Bank Systems and their role of in the economy.

FIN472 Senior Project (Internship 1)

Credits: 4 Hours

Prerequisites: LRA405- LRA406

This course and FIN483 provide students with practical and professional experience through work with approved organizations. It should prepare students for near-future job opportunities.

FIN481 Business Analysis and valuation

Credits: 3 Hours Prerequisites: FIN241

Financial statements are important sources of insight as to the financial health, prospects, and value of a company. But just how accurate and complete are these reports in reflecting economic reality? What are the warnings of bias? This course introduces a framework for the analysis of financial statements and financial plans, with particular focus on their usefulness in valuing and financing companies and in the evaluation of corporate performance. The course makes extensive use of readings and

of case studies so that student can gain the knowledge of the relevant theory and techniques and an ability to use them in actual situations.

FIN482 Financial Portfolio Management

Credits: 3 Hours Prerequisites: FIN241

The course will focus on the application of financial theory to the issues and problems of investment management. Topics will include portfolio optimization and asset allocation, the basics of bond pricing and debt portfolio management, the theory of asset pricing models and their implications for investment as well as techniques for evaluating investment management performance. The course will build upon the analytical skills developed in Financial Management.

FIN483: Senior Project (Internship 2)

Credits: 4 Hours Prerequisites: FIN472

This is an Extension course for FIN472

Elective Courses DescriptionFIN484 Investment Management

Credits: 3 Hours Prerequisites: FIN482

This course introduces students to modern theories and practice of investment. It will survey basic investment tools and concepts, securities analysis, and portfolio theory. Emphasis is on functional understanding of risk-reward relationships from an investment analyst's perspective. Special attention is given to derivative securities (options and futures).

FIN485 Advanced Corporate Finance

Credits: 3 Hours Prerequisites: FIN361

This course is an advanced corporate finance course that will discuss major issues in asset valuation, capital budgeting, capital cost and structure, dividend policy, and corporate restructuring. The course will be taught by a combination of lectures, case studies, paper discussion, and computer application

FIN486 Financial Planning Credits: 3 Hours Prerequisites: FIN471

This course provides comprehensive coverage of individual financial planning. This includes property liability coverage and special endorsements, risks of loss of income or premature death loss and strategies for insuring against these risks; risks and returns of various investment vehicles, including stocks, bonds, annuity and life insurance

products; and laws, regulations and strategies to consider in pension and estate planning.

FIN487 Financial Derivatives Credits: 3 Hours Prerequisites: FIN471

The course reviews many of the recently created derivative products and how each can be used to transform the financial risks of the corporation. Emphasis will be placed on the role that financial engineering plays in the successful execution of corporate strategy. The principal focus of this course will be on how derivative financial instruments can be used to manage or mitigate the various price risks that arise as a consequence of the company‘s pricing, sourcing, financing and on-going operational decisions. The course begins with a comprehensive theoretical development of futures, forwards, options and swaps. The course ends with an analysis of synthetic and hybrid products which have embedded derivative contracts.